Responsible for delivering end-to-end assessments of assigned controls, in accordance with controls assurance procedures and the financial risk compliance control assessment plan.
1.Ensure that assigned control assessments are accurate, effective, abide by procedures and templates, and meet quality control requirements.
2.Ensure that assigned control assessments are delivered on time, in accordance with the financial risk companies assessment plan.
3. Customize and localize standard test scripts and then evaluate assigned controls for design and operating effectiveness, raise issues as appropriate.
4.Supervise the delivery of assigned control assessments using experience and knowledge to intervene and redirect testing as required, resolving or redirecting escalations as required.
5.Manage control stakeholders, ensuring the success of each assigned reviews,minimizing contention where possible and requesting support where deemed necessary.
6.Develop and motivate the testing specialists through coaching and on-the-job training, ensuring the successful delivery of assigned control assessments.
7.Manage the documentation of distinct control types, covering key aspects.
8.Ensure that issue owners complete sufficient root cause analysis for all material issues and have appropriate remediation plans in place.
•Experience in financial services compliance, testing, audit and/or legal management experience or equivalent.
•Good understanding of financial crime compliance and/or the aptitude to develop this understanding in good time, and must be familiar regarding relevant regional laws, regulations and the overall regulatory environment.
•Ability to manage conflicting priorities effectively and proven ability to meet challenging deadlines.
•Experience working with local and regional stakeholders and an understanding of global standards of quality.
•Requires understanding of the changing regulatory landscape regarding compliance functions within the banking industry.
•Ability to exercise discretion, work independently within broad guidelines, tactfully handle sensitive and confidential data and complete assignments timely.